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Brian Adam Rosen

Ritholtz Wealth Management

Northbrook, IL

CRD 4957483

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Employer firm

Ritholtz Wealth Management CRD 168652

$9.42B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • GOOD ADVICE; LIFTOFF - AUTOMATED ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-12-04
  • IL RA
    APPROVED
    Since 2017-12-04

Branch Locations

401 Huehl Road 1D, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Northbrook IL 12/2015 12/2017
Independent Financial Partners Northbrook IL 12/2015 12/2017
Sheridan Road Advisors, Llc Northbrook IL 07/2016 12/2017
Ritholtz Wealth Management New York NY 12/2017 Present
Rwm Insurance Services, Llc Chicago IL 03/2018 Present
  • 12/2015 → 12/2017
    Lpl Financial Llc
    Northbrook, IL
  • 12/2015 → 12/2017
    Independent Financial Partners
    Northbrook, IL
  • 07/2016 → 12/2017
    Sheridan Road Advisors, Llc
    Northbrook, IL
  • 12/2017 → Present
    Ritholtz Wealth Management
    New York, NY
  • 03/2018 → Present
    Rwm Insurance Services, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-31
  • S66 Uniform Combined State Law Examination
    2005-05-31
Other Names
  • Brian Rosen

View on SEC IAPD

Nearby Firms

ALLSTATE FINANCIAL ADVISORS, LLC
SHARP CIRCLE CONSULTING, LLC
DDS INVESTMENT MANAGEMENT, INC.

Nearby Investors

KEVIN J TAALMAN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS

Nearby Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL

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