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Brian Adam Rosen

Ritholtz Wealth Management

Northbrook, IL

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Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-12-04
  • IL RA
    APPROVED
    Since 2017-12-04

Branch Locations

401 Huehl Road 1D, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Northbrook IL 12/2015 12/2017
Independent Financial Partners Northbrook IL 12/2015 12/2017
Sheridan Road Advisors, Llc Northbrook IL 07/2016 12/2017
Ritholtz Wealth Management New York NY 12/2017 Present
Rwm Insurance Services, Llc Chicago IL 03/2018 Present
  • 12/2015 → 12/2017
    Lpl Financial Llc
    Northbrook, IL
  • 12/2015 → 12/2017
    Independent Financial Partners
    Northbrook, IL
  • 07/2016 → 12/2017
    Sheridan Road Advisors, Llc
    Northbrook, IL
  • 12/2017 → Present
    Ritholtz Wealth Management
    New York, NY
  • 03/2018 → Present
    Rwm Insurance Services, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-31
  • S66 Uniform Combined State Law Examination
    2005-05-31
Other Names
  • Brian Rosen

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC
SHARP CIRCLE CONSULTING, LLC
DDS INVESTMENT MANAGEMENT, INC.
LPL ENTERPRISE, LLC
OSAIC WEALTH, INC.
E. A. HORWITZ LLC
EAGLE STRATEGIES LLC
PARK AVENUE SECURITIES LLC

Other Investors

KEVIN J TAALMAN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN
JONATHAN JAY FRYDMAN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL
EAGLE STRATEGIES LLC · Deerfield, IL

More in Northbrook, IL

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