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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
425 Huehl Road Suite 16B, Northbrook, IL 60062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Downers Grove | IL | 11/2006 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 11/2006 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 11/14/2024 - Health Care service Corporation - Offer Medicare supplements for clients/prospects that specifically request my support with this. I do not plan to solicit any business. I have clients that specifically want to work with me in this - Non-Variable Insurance - Inv Related - At Downers Grove, IL - Start Date 08/01/2012 - 1hrs/mth - 0hrs/mth During Trading 2) 08/20/2024 - Estes and Washtenaw Condo Association - Condo Board Vice President - Non-Profit Board Member - Non Inv Related - At Downers Grove, IL - Start Date 11/01/2015 - 4hrs/mth - 0hrs/mth During Trading 3) 08/20/2024 - Delta Dental - Offer dental coverage to Medicare beneficiaries who are clients or prospects of mine that specifically request my support. I will not be soliciting any business - Non-Variable Insurance - Inv Related - At Downers Grove, IL - Start Date 07/01/2019 - 1hrs/mth - 0hrs/mth During Trading 4) 03/05/2025-Liberty Mutual-Property and Casualty-Financial Planner-Inv Related-At Downers Grove, IL-Start date 06/09/2009-0hrs/mth-0hrs during trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-23 |
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