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Yakov Moshe Baylis

LPl Enterprise, LLC

Northbrook, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

425 Huehl Road Suite 16B, Northbrook, IL 60062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Downers Grove IL 11/2006 11/2024
Prudential Insurance Company Of America Downers Grove IL 11/2006 Present
Lpl Enterprise, Llc Downers Grove IL 11/2024 Present
Previous Registrations
  • 2011-06-03 → 2024-11-14
    Rosemont, IL
    Downers Grove, IL
    Downers Grove, IL
    Northbrook, IL
    Downers Grove, IL
    Chicago, IL
Other Businesses

1) 11/14/2024 - Health Care service Corporation - Offer Medicare supplements for clients/prospects that specifically request my support with this. I do not plan to solicit any business. I have clients that specifically want to work with me in this - Non-Variable Insurance - Inv Related - At Downers Grove, IL - Start Date 08/01/2012 - 1hrs/mth - 0hrs/mth During Trading 2) 08/20/2024 - Estes and Washtenaw Condo Association - Condo Board Vice President - Non-Profit Board Member - Non Inv Related - At Downers Grove, IL - Start Date 11/01/2015 - 4hrs/mth - 0hrs/mth During Trading 3) 08/20/2024 - Delta Dental - Offer dental coverage to Medicare beneficiaries who are clients or prospects of mine that specifically request my support. I will not be soliciting any business - Non-Variable Insurance - Inv Related - At Downers Grove, IL - Start Date 07/01/2019 - 1hrs/mth - 0hrs/mth During Trading 4) 03/05/2025-Liberty Mutual-Property and Casualty-Financial Planner-Inv Related-At Downers Grove, IL-Start date 06/09/2009-0hrs/mth-0hrs during trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-23
  • S66 Uniform Combined State Law Examination
    2011-05-23
Other Names
  • Yokov Moshe Baylis

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