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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
425 Huehl Road Suite 16B, Northbrook, IL 60062 • United States
1182 Heather Ct Suite 103, Lake Zurich, IL 60047 • United States
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Arlington Heights | IL | 04/1994 | 12/2017 |
| Metlife Securities Inc. | Arlington Heights | IL | 04/1994 | 12/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 12/2017 |
| Mml Investors Services, Llc | Buffalo Grove | IL | 03/2017 | 12/2017 |
| Pruco Securities, Llc. | Rosemont | IL | 01/2018 | 11/2024 |
| Prudential Insurance Company Of America | Rosemont | IL | 01/2018 | Present |
| Lpl Enterprise, Llc | Lake Zurich | IL | 11/2024 | Present |
1) 03/20/2025-Eugene Cohen Insurance Agency, Inc-Non-Variable Insurance-Inv related-At Skokie, IL-Start date 01/01/2025-5hrs/mth-5hrs/mth during trading 2) 03/20/2025-GBS Group, Inc-Non-Variable Insurance-Inv related-At Hawthorn Woods, IL-Start date 01/01/2025-5hrs/mth-0hrs/mth during trading 3) 02/19/2025-Walter Cosmo-Non-Variable Insurance/Insurance Agency-Inv related-At Hawthorn Woods, IL-Start date 01/01/2025-5hrs/mth-0hrs/mth during trading 4) 02/06/2026-JRC Legacy Partners LLC-Partner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 01/01/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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