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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| MO | RA | APPROVED | 2009-06-15 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Clayton | MO | 04/2009 | Present |
1. Mike Wolff; 2904 Geyer Avenue St. Louis MO 63104; Rental Property; Owner; Owner Responsibilities; 06/15/1985; 1 hr/month; Not during securities trading hours; Investment-Related 2. Hyland Green Properties; 2904 Geyer Avenue St Louis MO 63104; Rental Homes; Partner; rental; affiliation started 08/01/2006; 1 hours per month; not during securities trading hours; Investment-Related 3. Night Del Wind LLC; 2904 Geyer Avenue St Louis MO 63104; Rental Home; affiliation started 05/05/2014; 1 hour per month; not during securities trading hours; Investment-Related 4. Miller-Wolff LLC; 15 Aberdeen Place St. Louis MO 63105; Rental; Partner; duties: very little....they have a management company; affiliation started 06/16/2002; 1 hour per month; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-08 |
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