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Current Employers
Herold Advisors, Inc.

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-22
  • NY RA
    APPROVED
    Since 2025-09-22

Branch Locations

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

W Islip, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernard Herold & Co., Inc. New York NY 05/1986 11/2020
Herold & Lantern Investments, Inc. Melville NY 11/2020 Present
Herold Advisors, Inc. New York NY 09/2025 Present
  • 05/1986 → 11/2020
    Bernard Herold & Co., Inc.
    New York, NY
  • 11/2020 → Present
    Herold & Lantern Investments, Inc.
    Melville, NY
  • 09/2025 → Present
    New York, NY
Other Businesses

1) GF CONSULTANTS OF NY, INC., located at my residence. NON-INVESTMENT RELATED. PRESIDENT & OWNER OF ACCOUNTING AND TAX BUSINESS FROM 1997. HOURS/MONTH: 100, THEREOF 4 DURING SECURITIES TRADING HOURS. TAX RETURN PREPARATION, ACCOUNTING. ETC. 2) Ghost of the Nightingale. Not business investment related.at my primary residence. Book. Co-author starting in 2019. Approx 10 hrs per month, none of which are during securites trading hours. Promoting the book and book signings 3) Herold Advisors, Inc. Investment Related 845 Third Ave NY, NY. Acting as an investment advisor representative offering clients wealth management accounts. As of 09/2025. Approximately 40 hours per month all of which are during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-30
S63 Uniform Securities Agent State Law Examination 1985-08-29
  • S65 Uniform Investment Adviser Law Examination
    2025-08-30
  • S63 Uniform Securities Agent State Law Examination
    1985-08-29

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