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711 3Rd Avenue Suite 1802, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-22 |
Branch Locations
711 3Rd Avenue Suite 1802, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bernard Herold & Co., Inc. | New York | NY | 05/1986 | 11/2020 |
| Herold & Lantern Investments, Inc. | Melville | NY | 11/2020 | Present |
| Herold Advisors, Inc. | New York | NY | 09/2025 | Present |
1) GF CONSULTANTS OF NY, INC., located at my residence. NON-INVESTMENT RELATED. PRESIDENT & OWNER OF ACCOUNTING AND TAX BUSINESS FROM 1997. HOURS/MONTH: 100, THEREOF 4 DURING SECURITIES TRADING HOURS. TAX RETURN PREPARATION, ACCOUNTING. ETC. 2) Ghost of the Nightingale. Not business investment related.at my primary residence. Book. Co-author starting in 2019. Approx 10 hrs per month, none of which are during securites trading hours. Promoting the book and book signings 3) Herold Advisors, Inc. Investment Related 845 Third Ave NY, NY. Acting as an investment advisor representative offering clients wealth management accounts. As of 09/2025. Approximately 40 hours per month all of which are during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-29 |
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