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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-06-29
  • ID RA
    APPROVED
    Since 2023-06-29

Branch Locations

409 Coeur D'ALene Ave, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wgn Benefits Coeurd'ALene ID 01/1999 Present
Graj Mahal Coeur D`ALene ID 09/2007 01/2023
Voya Financial Advisors Coeur D'ALene ID 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1999 → Present
    Wgn Benefits
    Coeurd'ALene, ID
  • 09/2007 → 01/2023
    Graj Mahal
    Coeur D`ALene, ID
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Coeur D'ALene, ID
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-10-22 → 2021-06-09
    Billings, MT
    Midvale, UT
    Kalispell, MT
    Coeur D'ALene, ID
    Washougal, WA
    Tempe, AZ
    Midvale, UT
Other Businesses

1 NAME OF ENTITY: WHATAREMYBENEFITS.COM; YES; 409 COEUR D`ALENE AVE; COEUR D`ALENE; ID; 83816; INFORMATION SERVICE FOR EMPLOYEE BENEFITS BROKERS/AGENCIES; CO-OWNER; 2/1/2001; 20; 20; INFORMATION WEBSITE SERVICE FOR EMPLOYEE BENEFITS BROKERS AND AGENCIES; 2 NAME OF ENTITY: PONDERAY PARTNERSHIP; YES; HWY 95 N; PONDERAY; ID; 83835; REAL ESTATE; CO-OWNER; 1/1/1993; 1; 1; OWNERSHIP OF REAL PROPERTY SUCH AS CARWASH AND COMMERCIAL BUILDING WHICH IS LEASED--HOLDING COMPANY FOR COMMERCIAL PROPERTY; 3 NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 409 COEUR D`ALENE AVE; COEUR D`ALENE; ID; 83816; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/24/2006; 10; 10; SALES OF FIXED INSURANCE PRODUCTS; 4 NAME OF ENTITY: PONDERAY CAR WASH; NO; HWY 95 N; PONDERAY; ID; 83835; CAR WASH BUSINESS; OWNER; 1/1/1993; 15; 15; OPERATE CAR WASH BUSINESS; 5 NAME OF ENTITY: WGN BENEFITS; YES; 409 COEUR D`ALENE AVE; COEUR D`ALENE; ID; 83816; FINANCIAL SERVICES/DBA; ADVISER; 1/1/2000; 160; 160; SALES AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. SALES OF GROUP/INDIVIDUAL EMPLOYEE BENEFIT PRODUCTS; 6 NAME OF ENTITY: COMMUNITY FRAMEWORKS; NO; 315 W MISSION AVE SUITE; SPOKANE; WA; 99201; NPO COMMUNITY OUTREACH; BOARD OF DIRECTORS; 6/1/2011; 0; 0; ASSIST WITH THE BUYING AND BUILDING OF HOUSING FOR THE POOR; 7 NAME OF ENTITY: THE FESTIVAL AT SANDPOINT; NO; 120 E. LAKE ST SUITE 207; SAMPOINT; ID; 83864; RECREATIONAL; BOARD OF DIRECTORS-SECRETARY; 1/1/1998; 8; 8; ATTEND MEETING AND ASSIST ON DECISION MAKING; 8 NAME OF ENTITY: WILLIAM GRANT NIXON ART; NO; 409 COEUR D`ALENE AVE; COEUR D`ALENE; ID; 83816; ART; OWNER/ARTIST; 10/16/2015; 20; 0; CREATE AND SELL WATERCOLOR ART; 9 NAME OF ENTITY: JOANNE NIXON TRUST; NO; P.O. BOX 1560; COEUR D'ALENE; ID; 83816; FARM LAND; TRUSTEE; 1/1/2006; 1; 1; 60/40 SPLIT... WE GET 40% OF THE CROP YIELD.;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-08
S63 Uniform Securities Agent State Law Examination 1985-09-07
  • S66 Uniform Combined State Law Examination
    2018-09-08
  • S63 Uniform Securities Agent State Law Examination
    1985-09-07

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