William Patrick Dougherty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1989 → Present
  William P. Dougherty, Cpa, Pa Dba Dougherty & Asso., Cpa
  Post Falls, ID
• 12/2008 → 12/2023
  Cambridge Investment Research, Inc.
  Farifield, IA
• 01/2009 → 12/2023
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 01/2024 → Present
  Lpl Financial
  Post Falls, ID

Previous Registrations

• 2009-01-16 → 2023-12-31
  Cambridge Investment Research Advisors, Inc.
  Post Falls, ID
  Post Falls, ID
• 2002-03-15 → 2005-12-31
  Genter Advisors Llc
  Post Falls, ID

Other Businesses

1) 12/2023 - Wealth Management Strategies LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 12/2023 - William P Dougherty CPA, PA DBA Dougherty & Associates, CPAs / Tax Prep/Accounting/CPA / Owner / Inv. Related / Post Falls, ID / Start date 12/17/1990 3) 12/2023 - Dougherty & Associates Financial Services, Inc. / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Post Falls, ID / Start date 08/27/1999 4) 12/2023 - William P Dougherty, Broker / Mortgage services / Mortgage/Real Estate Services / Inv. Related / Post Falls, ID / Start date 01/01/2005 5) 12/2023 - USA Investments LLC / Real Estate Rental / Owner / Inv. Related / 83854 , ID 59648, MT / Start date /01/31/2008 - 4 Hrs per month - 5 % Time Spent 6) 03/19/2025 - MMD Wealth Management, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - Coeur d' Alene, ID - Start Date:05/14/2025 - 40 Hrs/Mth - 20 Hrs During Trading. 7) 05/29/2025 - Magnuson McHugh Dougherty CPAs - Investment Related - Tax Prep/Accounting/CPA - Alene, ID - start date-05/28/2025 - 05 Hrs/Mth - 3 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-01-13
• S66 Uniform Combined State Law Examination
  1999-10-15

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Bill Dougherty
• William Patrick Dougherty
• William Patrick Dougherty