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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-01-02
TX RA APPROVED 2024-01-02
  • ID RA
    APPROVED
    Since 2024-01-02
  • TX RA
    APPROVED
    Since 2024-01-02

Branch Locations

2100 Northwest Blvd, Suite 400, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2004 12/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 12/2023
Lpl Financial Llc Post Falls ID 01/2024 Present
Previous Registrations
  • 2005-03-28 → 2023-12-31
    Post Falls, ID
    Post Falls, ID
    Scottsdale, AZ
    Mesa, AZ
  • 2004-08-03 → 2005-03-28
    Cambridge Investment Research, Inc.
    Scottsdale, AZ
    Post Falls, ID
    Phoenix, AZ
    Phoenix, AZ
    Fort Worth, TX
Other Businesses

1- 12/2023 / Wealth Management Strategies LLC / DBA for LPL Business (entity for LPL business) / Investment Related 2- 12/2023 / Helm Financial Services LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 05/01/2004 3- 12/2023 / Tax Strategies, PLLC / Tax Prep/Accounting/CPA / Investment Related / start date 06/01/2004 4- 12/2023 / Non-Variable Insurance / Investment Related / start date 01/01/2000 5. 03/19/2025 - MMD Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - Coeur d'Alene, ID - Start date: 05/14/2025 - 25 Hrs/Mth - 13 Hrs During Trading. 6) 05/28/2025 - Magnuson McHugh Dougherty CPAs - Inv. Related - d'Alene, ID - Tax Prep/Accounting/CPA - Start Date:05/28/2025 - 5 Hrs/Mth - 3 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-23
  • S66 Uniform Combined State Law Examination
    1999-12-23
Designations
Other Names
  • Marla Kay Sansone
  • Marla Kay Roatch

View on SEC IAPD

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