Marla Kay Ringling

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 12/2023
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2005 → 12/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2024 → Present
  Lpl Financial Llc
  Post Falls, ID

Previous Registrations

• 2005-03-28 → 2023-12-31
  Cambridge Investment Research Advisors, Inc.
  Post Falls, ID
  Post Falls, ID
  Scottsdale, AZ
  Mesa, AZ
• 2004-08-03 → 2005-03-28
  Cambridge Investment Research, Inc.
  Scottsdale, AZ
  Post Falls, ID
  Phoenix, AZ
  Phoenix, AZ
  Fort Worth, TX

Other Businesses

1- 12/2023 / Wealth Management Strategies LLC / DBA for LPL Business (entity for LPL business) / Investment Related 2- 12/2023 / Helm Financial Services LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 05/01/2004 3- 12/2023 / Tax Strategies, PLLC / Tax Prep/Accounting/CPA / Investment Related / start date 06/01/2004 4- 12/2023 / Non-Variable Insurance / Investment Related / start date 01/01/2000 5. 03/19/2025 - MMD Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - Coeur d'Alene, ID - Start date: 05/14/2025 - 25 Hrs/Mth - 13 Hrs During Trading. 6) 05/28/2025 - Magnuson McHugh Dougherty CPAs - Inv. Related - d'Alene, ID - Tax Prep/Accounting/CPA - Start Date:05/28/2025 - 5 Hrs/Mth - 3 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-23

Designations

• Certified Financial Planner

Other Names

• Marla Kay Sansone
• Marla Kay Roatch