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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-01-02 |
| TX | RA | APPROVED | 2024-01-02 |
Branch Locations
2100 Northwest Blvd, Suite 400, Coeur D'ALene, ID 83814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2004 | 12/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | 12/2023 |
| Lpl Financial Llc | Post Falls | ID | 01/2024 | Present |
1- 12/2023 / Wealth Management Strategies LLC / DBA for LPL Business (entity for LPL business) / Investment Related 2- 12/2023 / Helm Financial Services LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 05/01/2004 3- 12/2023 / Tax Strategies, PLLC / Tax Prep/Accounting/CPA / Investment Related / start date 06/01/2004 4- 12/2023 / Non-Variable Insurance / Investment Related / start date 01/01/2000 5. 03/19/2025 - MMD Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - Coeur d'Alene, ID - Start date: 05/14/2025 - 25 Hrs/Mth - 13 Hrs During Trading. 6) 05/28/2025 - Magnuson McHugh Dougherty CPAs - Inv. Related - d'Alene, ID - Tax Prep/Accounting/CPA - Start Date:05/28/2025 - 5 Hrs/Mth - 3 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-23 |
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