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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-05-30 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
8182 Maryland Ave. 10Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Clayton | MO | 09/1994 | Present |
1. Chestnut Hill Benevolent Association; 910 Boylston St Chestnut Hill MA 02467; Nursing Care Facility -- Non-Profit; A member of the Investment Committee; Attend Zoom calls w/ the Investment Committee Members and the Investment manager and advise the Chairman of the Investment Committee; 01/15/2024; 1.00hr/quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-30 |
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