Carolyn Oliver French

Current Employers

Employment History

• 12/2008 → 08/2018
  Ubs Financial Services Inc
  Lafayette, LA
• 08/2018 → Present
  Prospera Financial Services
  Dallas, TX

Previous Registrations

• 2008-12-11 → 2018-08-30
  Ubs Financial Services Inc.
  Lafayette, LA
• 1997-11-18 → 2008-12-18
  Citigroup Global Markets Inc.
  Lafayette, LA
  Lafayette, LA

Other Businesses

1) CAROLYN FRENCH ENTERPRISES, L.L.C. / LAFAYETTE, LA 70503 / SOLE PROPRIETORSHIP / SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / ADVISOR TO FAMILY MEMBERS ON PATENTS AND INVENTIONS / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / SOLE PROPRIETORSHIP / ADVISE FAMILY MEMBERS ON PATENTS AND INVENTIONS / POTENTIAL DEALING WITH UBS? NO / START DATE 01/01/2011. 2) MRS.FRENCH IS A BOARD MEMBER OF VITA, LOCATED AT 905 Jefferson St., Suite 404 Lafayette,LA 70501. NOT INVESTMENT RELATED SPENDING 1-9% OF HER WEEKLY TIME NONE DURING MARKET HOURS. NO COMP AT THIS TIME. 3) SHINING LIGHT FOUNDATION, IT IS NOT INVESTMENT RELATED, LOCATED IN LAFAYETTE, LA , PROVIDES FINANCIAL ASSISTANCE TO INDIVIDUAL CHILDREN, PRESIDENT OF THE FOUNDATION, START WAS ON 08/03/2018, WILL BE SPENDING 1-9% ON AWEEKLY BASIS, WILL NOT BE CONDUCTING BUSINESS DURING MARKET HOURS, WILL CONTRIBUTE FUNDS AND SPONSOR EVENTS. NO COMP AT THIS TIME. 4) MRS.FRENCH IS A BOARD MEMBER FOR SPARK! ACADIANA LOCATED AT 324 SETTLERS TRACE BLVD., SUITE 201. SPENDING 1-9% OF HER WEEKLY TIME CONDUCTING THIS BUSINESS NON DURING MARKET HOURS. NO COMP AT THIS TIME. 5) MRS. FRENCH IS A BOARD MEMBER FOR FRIENDS OF MUSIC LOCATED IN THE UNIVERSITY OF LA., SPENDING 1-9% OF HER WEEKLY TIME CONDUCTING THIS BUSINESS NONE DURNING MARTKET HOURS. NO COMP AT THIS TIME. 6) MRS. FRENCH IS MANAGER-MEMBER OF LIVEOAK WEALTH ADVISORS II LOCATED AT 1042 CAMELLIA BLVD. STE 11 LAFAYETTE, LA 70508. THIS BUSINESS IS INVESTMENT RELATED SPENDING 1-9% OF HER TIME CONDUCTING THIS BUSINESS INTENDED FOR POTENTIAL PURCHASE OF OTHER ADVISORS BUSINESS. COMPENSATION REPRESENTS 1-9% OF HER ANNUAL INCOME. 7.) ZONTAS; Investment Related - No; PO Box 51366 Lafayette, LA 70505; Non-Profit; Volunteer; 06/2023; 2 Hours per Month; 3 During Trading Hours; Help organize meeting. 8.) Acadian Orchid Society; Investment Related - No; Ira Nelson Horticultural Center - Lafayette, LA 70503; National Orchid Society; Board Member; 11/2025; 4 Hours Per Month; 4 During Trading Hours. Information on growing and maintaining orchids.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-11-08
• S63 Uniform Securities Agent State Law Examination
  1985-10-03

Other Names

• Carolyn French
• Carolyn Oliver Davis
• Carolyn O Frenchdavis
• Carolyn Oliver Frenchdavis