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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-27
TX RA APPROVED_RES 2015-08-31
IL RA APPROVED 2015-08-28
  • FL RA
    APPROVED
    Since 2025-03-27
  • TX RA
    APPROVED_RES
    Since 2015-08-31
  • IL RA
    APPROVED
    Since 2015-08-28

Branch Locations

535 E Diehl Rd Ste 270, Naperville, IL 60563-2260 • United States

Clarendon Hills, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Downers Grove IL 08/2015 03/2020
Ameriprise Financial Services, Llc Downers Grove IL 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Tuttle Group LLC; Owner; Manage Ameriprise Business; 535 E Diehl Rd, Suite 270, , Naperville, IL, 60555; Investment-Related; 09/17/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-18
S63 Uniform Securities Agent State Law Examination 1985-11-08
  • S65 Uniform Investment Adviser Law Examination
    1992-12-18
  • S63 Uniform Securities Agent State Law Examination
    1985-11-08
Other Names
  • William Laheta

View on SEC IAPD

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