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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1998-11-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. Legacy Community Health; 1415 California St., Houston, TX 77006; ENDOWMENT BOARD; START 12/24/2019; APPROX 3 HRS/MO. 2. Legacy Community Health; 1415 California Street, Houston, TX 77006; LEGACY OPERATING BOARD; START 12/14/2022; APPROX 2 HRS/MO. 3. Legacy Community Health; 1415 California St., Houston, TX 77006; AD-HOC STEERING COMMITTEE; START 3/15/2024; APPROX 1 HR/MO. 4. Legacy Community Health Board of Directors Committee Member; 1415 California St., Houston, TX 77006; FINANCE COMMITTEE; START 2/26/2024; APPROX 1 HR/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-16 |
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