Roger F. Francis Vierra

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-06-01
TX	RA	APPROVED_RES	2009-11-02

FL RA
APPROVED

Since 2026-06-01
TX RA
APPROVED_RES

Since 2009-11-02

Branch Locations

1099 Hingham Street, Rockland, MA 02370 • United States

Naples, FL • United States

Norwell, MA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Braintree	MA	12/2007	Present

12/2007 → Present

Ubs Financial Services Inc

Braintree, MA

Previous Registrations

1999-07-05 → 2002-10-17

J.P. Morgan Securities Llc

Boston, MA

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-22
S63	Uniform Securities Agent State Law Examination	1985-10-04

S65 Uniform Investment Adviser Law Examination

1999-04-22
S63 Uniform Securities Agent State Law Examination

1985-10-04

Other Names

Roger Francis Vierra

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews