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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-15 |
Branch Locations
300 Ledgewood Place Suite 100, Rockland, MA 02370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Providence College | Providence | RI | 07/2013 | 05/2017 |
| East Bay Grille | Plymouth | MA | 08/2017 | 11/2017 |
| Local 02045 | Hull | MA | 05/2017 | 08/2017 |
| Burke Distributing | Randolph | MA | 06/2017 | 08/2017 |
| Burke Distributing | Randolph | MA | 11/2017 | 03/2018 |
| Boston City Properties | Boston | MA | 06/2018 | 11/2018 |
| Unemployed | Weymouth | MA | 03/2018 | 06/2018 |
| Coldwell Banker | Norwell | MA | 10/2018 | 02/2019 |
| Amazon/Sheffield Express | Hyde Park | MA | 12/2018 | 02/2019 |
| Ad Iq | Costa Mesa | CA | 02/2019 | 04/2019 |
| Usoc Medical | Irvine | CA | 04/2019 | 02/2020 |
| Wright Fund Management, Llc | Irvine | CA | 02/2020 | 10/2021 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 02/2020 | 01/2022 |
| Lpl Financial Llc | Rockland | MA | 02/2022 | 12/2022 |
| Integrated Wealth Concepts | Rockland | MA | 02/2022 | 09/2022 |
| Integrated Wealth Concepts Llc | Waltham | MA | 09/2022 | 12/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2023 | 12/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | 12/2023 |
| Lpl Financial Llc | Rockland | MA | 12/2023 | Present |
| Integrated Wealth Concepts Llc | Waltham | MA | 12/2023 | Present |
1) 11/30/2023 - Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 80 Hr/Mth 2) 01/18/2024 - Integrated Partners - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/05/2023 - 1 Hour Per Month 3) 01/18/2024 - Integrated Financial Partners - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/05/2023 - 80 Hours Per Month/ 8 Hours During Trading 4) 01/18/2024 - Integrated Wealth Concepts, LLC. - Registered Investment Advisor Hybrid - Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/05/2023 - 80 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC., an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-22 |
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