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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-10-17 |
Branch Locations
300 Ledgewood Place, Suite 100, Rockland, MA 02370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Hingham | MA | 03/2015 | 09/2016 |
| Lpl Financial Llc | Rockland | MA | 10/2016 | Present |
| Integrated Wealth Concepts, Llc | Rockland | MA | 10/2016 | Present |
1) 10/07/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2) 10/07/2016: No Business Name - Non-Variable Insurance - Investment Related - 300 Ledgewood Place, Rockland, MA 02370 - Start 07/01/2006 - 40 Hr/Mo; 40 Hour(s) During Securities Trading; 5% Time Spent - Disability, LTC, and traditional life insurance products 3) 10/26/2016: INTEGRATED WEALTH CONCEPTS LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) INTEGRATED WEALTH CONCEPTS LLC - Investment Related - 300 ledgwood place, Rockland MA, 02370 - 45% Time Spent - I provide investment advisory services through INTEGRATED WEALTH CONCEPTS LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 45% of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/7/2020 - (Hybrid) Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2016 - 160 Hours Per Month/160 Hours During Securities Trading. 5) 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. 6) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. 7) 1/31/2022 - Riverbend Wealth, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2022 - 1 Hour Per Month During Securities Trading. 8) 9/11/2023: No business name; Pembroke, MA; Real Estate Rental; Inv. related; start date 1/1/2017; 1hr/mo.; 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-28 |
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