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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-07-17 |
Branch Locations
300 Ledgewood Place Suite 100, Rockland, MA 02370 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Boston | MA | 12/2014 | 08/2017 |
| E*Trade Securities Llc | Boston | MA | 08/2017 | 07/2018 |
| E*Trade Capital Management Llc | Boston | MA | 08/2017 | 07/2018 |
| Lpl Financial Llc | Rockland | MA | 07/2018 | Present |
| Integrated Wealth Concepts, Llc | Rockland | MA | 07/2018 | Present |
1. 7/9/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/21/2018 - Time Spent 80%. 2. 7/24/2018 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 7/09/2018 - 80 Hours Per Month/5 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/24/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 6/21/2018 - 80 Hours Per Month/4 Hour During Securities Trading - Time Spent 60%. 4. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. 5. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. 6. 7/21/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) BA Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/16/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 7. 9/27/2021 - BA Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/16/2021 - 60 Hours Per Month During Securities Trading. 8. 10/8/2021 - BA, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Director - Started 02/01/2021 - 40 Hours Per Month/30 Hours During Securities Trading - Firm management and new business development. 9. 06/29/2026 - BA, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Rockland, MA - Start Date 05/11/2026 - 0 hours per month/ during trading 10. 06/29/2026 - PT&C Group, LLC DBA Shoreline Advisors - Outside/W-2 Employment - Not Investment Related - Salt Lake City, UT - Start Date 05/11/2026 - 40 hours per month/ 30 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-19 |
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