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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-07-17
  • MA RA
    APPROVED
    Since 2018-07-17

Branch Locations

300 Ledgewood Place Suite 100, Rockland, MA 02370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Boston MA 12/2014 08/2017
E*Trade Securities Llc Boston MA 08/2017 07/2018
E*Trade Capital Management Llc Boston MA 08/2017 07/2018
Lpl Financial Llc Rockland MA 07/2018 Present
Integrated Wealth Concepts, Llc Rockland MA 07/2018 Present
  • 12/2014 → 08/2017
    Fidelity Brokerage Services Llc
    Boston, MA
  • 08/2017 → 07/2018
    E*Trade Securities Llc
    Boston, MA
  • 08/2017 → 07/2018
    E*Trade Capital Management Llc
    Boston, MA
  • 07/2018 → Present
    Lpl Financial Llc
    Rockland, MA
  • 07/2018 → Present
    Rockland, MA
Previous Registrations
  • 2017-08-22 → 2018-07-12
    Harrisdirect Llc
    Boston, MA
    Arlington, VA
  • 2015-01-22 → 2017-07-26
    Boston, MA
  • 2013-12-23 → 2014-12-09
    Osaic Fa, Inc.
    Hingham, MA
Other Businesses

1. 7/9/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/21/2018 - Time Spent 80%. 2. 7/24/2018 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 7/09/2018 - 80 Hours Per Month/5 Hours During Securities Trading - Time Spent 60% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/24/2018 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 6/21/2018 - 80 Hours Per Month/4 Hour During Securities Trading - Time Spent 60%. 4. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. 5. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2021 - 1 Hour Per Month During Securities Trading. 6. 7/21/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) BA Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/16/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 7. 9/27/2021 - BA Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/16/2021 - 60 Hours Per Month During Securities Trading. 8. 10/8/2021 - BA, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Director - Started 02/01/2021 - 40 Hours Per Month/30 Hours During Securities Trading - Firm management and new business development. 9. 06/29/2026 - BA, Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Rockland, MA - Start Date 05/11/2026 - 0 hours per month/ during trading 10. 06/29/2026 - PT&C Group, LLC DBA Shoreline Advisors - Outside/W-2 Employment - Not Investment Related - Salt Lake City, UT - Start Date 05/11/2026 - 40 hours per month/ 30 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-27
S63 Uniform Securities Agent State Law Examination 2012-11-19
  • S65 Uniform Investment Adviser Law Examination
    2013-11-27
  • S63 Uniform Securities Agent State Law Examination
    2012-11-19
Other Names
  • Sean L Burke

View on SEC IAPD

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