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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-10-04
  • MA RA
    APPROVED
    Since 2016-10-04

Branch Locations

300 Ledgewood Place Suite 100, Rockland, MA 02370 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Hingham MA 12/2015 09/2016
Lpl Financial, Llc Rockland MA 09/2016 Present
Integrated Wealth Concepts Llc Marshfield MA 09/2016 Present
  • 12/2015 → 09/2016
    Lincoln Financial Advisors
    Hingham, MA
  • 09/2016 → Present
    Lpl Financial, Llc
    Rockland, MA
  • 09/2016 → Present
    Marshfield, MA
Previous Registrations
  • 2016-01-11 → 2016-10-10
    Osaic Fa, Inc.
    Hingham, MA
    Hingham, MA
  • 2011-07-18 → 2015-12-02
    Investment Professionals, Inc.
    San Antonio, TX
    Quincy, MA
Other Businesses

(1) 09/30/2016: No Business Name - Non-Variable Insurance - Investment Related - 300 Ledgewood place, Rockland, MA 02370 - Start 01/03/1984 - 10 Hr/Mo; 5 Hour(s) During Securities Trading; 5% Time Spent - disability, LTC, and traditional life insurance products (2) 10/31/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 300 ledgwood place, Rockland MA, 02370 - 100% Time Spent. (3) 12/12/2016: Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 12/12/2016: Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Time Spent 100%. (5) 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. (6) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-17
S63 Uniform Securities Agent State Law Examination 1984-06-07
  • S65 Uniform Investment Adviser Law Examination
    1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1984-06-07
Designations
Other Names
  • Michael P Dionne

View on SEC IAPD

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