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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-03 |
Branch Locations
603 N Main St, China Grove, NC 28023 • United States
6596 Roberta Road Suite A, Harrisburg, NC 28025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed/Tax Preparer | Charlotte | NC | 08/1982 | Present |
| Fsc Securities Corporation | Concord | NC | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | China Grove | NC | 11/2023 | Present |
1) VICTORY WEALTH MANAGEMENT; INVESTMENT-RELATED; 603 N MAIN ST., CHINA GROVE 28023; OWNER; STARTED 06/03/2013; 800 HOURS/ 800 SECURITIES HOURS; I RECENTLY PURCHASED VICTORY WEALTH MANAGEMENT FROM MARY MOOSE. I WILL BE DOING THE SAME DUTIES AS I AM DOING FOR MY CURRENT CLIENTS UNDER STEP BY STEP FINANCIAL CONSULTANTS. FOR THE NEAR FUTURE I WILL BE KEEPING BOTH VICTORY WEALTH MANAGEMENT AND STEP BY STEP FINANCIAL CONSULTANTS AND WILL MAINTAIN BOTH BRANCH ADDRESSES. 2) VICTORY WEALTH MANAGEMENT, INC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/06/2013 ADDRESS: PO BOX 1146, CHINA GROVE NC 28023 DESCRIPTION: TAX PREPARATION 3) VICTORY WEALTH MANAGEMENT, INC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/06/2013 ADDRESS: PO BOX 1146, CHINA GROVE NC 28023 DESCRIPTION: LIFE INSURANCEMEDICARE SUPPLEMENT 4) MARGARET SUITE POSITION: EXEUTOR OF HIS ESTATE AT HIS DEATH NATURE: I am name as the Executor of the Estate for Robert T Poplin. He is my Life Partner. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2026 ADDRESS: 5843 Gettysburg Dr NW, Concord NC 28027, United States DESCRIPTION: At his death, I will be the executor of his estate and handle his affairs per his will.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-29 |
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