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Richard David Distefano

LPl Financial LLC

Mesa, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-11
  • TX RA
    APPROVED_RES
    Since 2018-07-11

Branch Locations

1136 E Harmony Ave #203, Mesa, AZ 85204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco Private Ledger) Mesa AZ 06/2006 Present
  • 06/2006 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger)
    Mesa, AZ
Other Businesses

(1) 03/25/2010: R & D FINANCIAL SERVICES LLC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1136 E HARMONY AVE #203, MESA, AZ 85204 (2) 03/11/2026 - Sonoran Desert Home LLC - Real Estate Rental - Investment Related - Scottsdale, AZ - Start Date 02/09/2026 - 3 hours per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-22
  • S63 Uniform Securities Agent State Law Examination
    1985-10-22

View on SEC IAPD

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