Richard Philip Beaulieu

Current Employers

Employment History

• 09/1985 → Present
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Warwick, RI

Previous Registrations

• 2000-07-27 → 2018-11-02
  Signator Investors, Inc.
  Rocky Hill, CT
  Warwick, RI

Other Businesses

1. BEAULIEU FINANCIAL GROUP DBA INDEPENDENCE FINANCIAL PARTNERS POSITION: Owner/Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2002 ADDRESS: 935 Jefferson Blvd, suite 2000, Warwick RI 02886, United States DESCRIPTION: This is the entity that operates the OSJ including the OBA: Fixed Insurance Sales 2. INSURANCE BROKER POSITION: agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/25/2018 ADDRESS: 935 Jefferson Blvd., Ste. 2000, Warwick RI 02886, United States DESCRIPTION: Insurance sales 3. GATEWAY POSITION: Owner NATURE: Real Estate/Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2006 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: Collecting Rent 4. SWEET VACATION CHARTERS ,LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2022 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02886, United States DESCRIPTION: Principal of a business that directs charter clients to other yachts that have availability. Minimal activity expected summer 2023. At this time there is no marketing, website, and promotion of this business. It was recommended to set up a separate LLC to handle charter clients using other company yachts. We use the address for mail only. We do not conduct business at this location 5. MORE RENTALS, LLC DBA SWEET YACHT CHARTER POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/04/2017 ADDRESS: 935 Jefferson Blvd., warwick RI 02886, United States DESCRIPTION: This is a seasonal business. My duties include, Hiring Captains and manage charter schedule. 6. BLUEWAVE MARITIME LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2024 ADDRESS: 935 Jefferson Blvd, STE 2000, Warwick RI 02886, United States DESCRIPTION: A member of an LLC that owns a yacht. The LLC rents the yacht to a tour and charter company. 7. MORE SERVICES, LLC DBA SWEET BOAT CHARTER POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2021 ADDRESS: 935 Jefferson Blvd, STE 2000, Warwick RI 02886 DESCRIPTION: This is the same as More Rentals. We just had organize it this way. Boat Charter company. The captain will be doing the work required for the business. More Rentals will continue. 8. LOGIC RENTALS, LLC POSITION: Shareholder NATURE: Holding company for More Rentals LLC, More Services LLC, Sweet Vacation Charters LLC, and Bluewave Maritime LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2024 ADDRESS: 935 jefferson blvd, STE 2000, Warwick RI 02886-2238, United States DESCRIPTION: Shareholder Annual Meeting and Meeting with accountant

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-17
• S63 Uniform Securities Agent State Law Examination
  1985-08-15

Designations

Other Names

• Rick Beaulieu