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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-30 |
| TX | RA | APPROVED | 2023-06-30 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 06/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2023 |
| Ubs Financial Services Inc | San Francisco | CA | 06/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
1) 4111 LLC; BROOKLYN, NY; DUTIES - AGENT OF LLC, PAY EXPENSES, COLLECT RENT; 0.5 AFTER BUSINESS; 0 DURING BUSINESS; 02/2011 * 411347 - 56017 LLC; Investment related Yes; Brooklyn, NY; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); September 2020; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-08 |
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