Bruce Grosvenor Allen

Current Employers

Employment History

• 09/2004 → 09/2017
  Nations Financial Group Inc.
  Denver, CO
• 09/2017 → Present
  M.S. Howells & Co.
  Scottsdale, AZ
• 09/2017 → Present
  Bruce G. Allen Investments, Llc
  Denver, CO

Previous Registrations

• 2004-09-01 → 2017-10-12
  Nations Financial Group, Inc.
  Denver, CO
  Denver, CO
• 2002-04-11 → 2004-08-31
  Cascade Financial Management, Inc.
  Denver, CO

Other Businesses

1) MAY 2, 2014; 1961 BAROLO LLC; 3200 E. CHERRY CREEK SOUTH DRIVE, SUITE 640, DENVER, CO 80202; NON INVESTMENT RELATED; PROPERTY/OWNERSHIP/MANAGEMENT; MANAGER/MEMBER; DEVOTE 1 HR/MONTH, 0 DURING MARKET HOURS. 2) 1998; IDKF, 3200 E. CHERRY CREEK SOUTH DRIVE, SUITE 640, DENVER, CO 80202; NON INVESTMENT RELATED; NATURE OF BUSINESS IS WHOLESALE; POSITION IS OWNER; DUTIES ARE RUNNING BUSINESS, WHICH HAS FROM TIME TO TIME ENGAGED IN WHOLESALE RETAIL; DEVOTE 1 HR/MONTH, 0 DURING SECURITIES MARKET HOURS. 3) JUNE 2018; FOX 31 AND CHANNEL 2, DENVER CO; NON INVESTMENT RELATED; APPEARANCE FOR BRIEF INTERVIEW; INTERVIEW GUEST; ANSWER QUESTIONS,PROVIDE A GENERAL PERSEPCTIVE AND/OR OVERVIEW OF MARKET ACTIVITIES; DEVOTE 0-3 HOURS/MONTH, 0-1 HOUR DURING MARKET HOURS. 4) OCT 2013; HARD SELL, LLC, 3200 E. CHERRY CREEK SOUTH DRIVE, SUITE 640, DENVER, CO 80202; NON INVESTMENT RELATED; DIRECT, PASSIVE INVESTMENT IN INDEPENDENT MOVIE PROJECT, NO ACTIVE ROLE, NO SOLICITATION TO OTHERS;POSITION-INVESTOR; DEVOTE 0 HOURS PER MONTH. 5) JUNE 1998; INSURANCE SALES-BRUCE G ALLEN INVESTMENTS, 3200 E. CHERRY CREEK SOUTH DRIVE, SUITE 640, DENVER, CO 80202; NON INVESTMENT RELATED; NATURE OF BUSINESS IS INSURANCE AGENT; POSITION IS LIFE INSURANCE AGENT; DUTIES ARE INSURANCE ADVICE; DEVOTE 0-5 HOURS/MONTH DURING MARKET HOURS. 6) SEPT 2017; BRUCE G ALLEN INVESTMENTS LLC, 3200 E. CHERRY CREEK SOUTH DRIVE, SUITE 640, DENVER CO 80202; INVESTMENT RELATED; NATURE OF BUSINESS: INDEPENDENT INVESTMENT ADVISORY FIRM; POSITION/TITLE/RELATIONSHIP:PRESIDENT; DUTIES; HELPING CLIENTS CLARIFY THEIR FINANCIAL GOALS, CREATING A DIVERS ASSET ALLOCATION AND MANAGING CLIENT ASSETS FOR A FEE; DEVOTE 40-50 HOURS/MONTH DURING MARKET HOURS. 7) MARCH 2003; CHANNEL 4 NEWS; 1044 LINCOLN STREET DENVER CO 80203; NON INVESTMENT RELATED; APPEARANCES FOR BRIEF INTERVIEWS; GUEST - NOT EMPLOYED BY CHANNEL 4; ANSWER QUESTIONS AND PROVIDE A GENERAL PERSPECTIVE AND/OR OVERVIEW OF MARKET ACTIVITIES; DEVOTE 0 -3 HOURS PER MONTH, 0-1 HOURS DURING MARKET HOURS. 8) MARCH 2003; DENVER 7 NEWS MORNING SHOW; 123 SPEER BLVD DENVER CO 80203; NOT INVESTMENT RELATED; APPEARANCES FOR BRIEF INTERVIEWS; GUEST - NOT EMPLOYED BY DENVER 7 NEWS; ANSWER QUESTIONS AND PROVIDE A GENERAL PERSPECTIVE AND/OR OVERVIEW OF MARKET ACTIVITIES; DEVOTE 1 HOURS/MONTH, 0-1 DURING MARKET HOURS. 9) MARCH 2003; CHANNEL 9 NEWS; 500 E. SPEER BLVD; DENVER CO 80203; NOT INVESTMENT RELATED; APPEARANCES FOR BRIEF INTERVIEWS; GUEST - NOT EMPLOYED BY CHANNEL 9 NEWS; ANSWER QUESTIONS; PROVIDE A GENERAL PERSPECTIVE AND/OR OVERVIEW OF MARKET ACTIVITIES; DEVOTE 0-3 HOURS PER MONTH, 0-1 HOURS DURING MARKET HOURS 10) JUNE 2021; KUSA-TV 9 NEWS, DENVER, CO; NOT INVESTMENT RELATED; APPEARING 'LIVE' OR VIA SKYPE IN INTERVIEWS /WEEKLY MONEY MATTERS SEGMENTS; WEEKLY INTERVIEWEE; APPEAR WEEKLY PROVIDING COMMENTARY ON FINANCIAL MATTERS; DEVOTE 2 HRS/MONTH DURING MARKET HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-18
• S63 Uniform Securities Agent State Law Examination
  1985-08-29