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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-06-08 |
Branch Locations
3223 South Loop 289 Suite 124, Lubbock, TX 79423 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 05/2005 | Present |
MR. CARTER IS SOLE OWNER OF WC DEO VOLENTE ENTERPRISE, INC. THIS BUSINESS IS INVESTMENT RELATED. WHILE SPENDING 1-9% OF HIS WEEKLY BASIS MAYBE DURING MARKET HOURS. MR. CARTER WILL BE COLLECTING 1-9% OF HIS ANNUAL INCOME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-11 |
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