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John Thomas Walter Pace

Raymond James & Associates, Inc.

Raleigh, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-26
NC RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2022-09-26
  • NC RA
    APPROVED
    Since 2013-02-13

Branch Locations

3515 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Raleigh NC 02/2013 Present
Cape Landscaping Raleigh NC 01/2019 04/2025
Country Club Of North Carolina Pinehurst NC 05/2015 11/2019
  • 02/2013 → Present
    Raymond James & Associates, Inc.
    Raleigh, NC
  • 01/2019 → 04/2025
    Cape Landscaping
    Raleigh, NC
  • 05/2015 → 11/2019
    Country Club Of North Carolina
    Pinehurst, NC
Previous Registrations
  • 2001-12-31 → 2013-02-13
    Morgan Keegan & Company, Llc
    Raleigh, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-05
  • S63 Uniform Securities Agent State Law Examination
    1985-12-05
Other Names
  • John Thomas Pace
  • Walter Pace

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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