Barbara Anne Fox

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-11-11 → 2005-12-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

Sole Proprietor / Owner / Partner; owner of apartment at 155 West 68th ST Apt 512 Compensation of $4500.00 monthly 0 hrs during and 0 hrs after *596361- Board of Elections; Investment related -No; New York, New York; Government; poll worker(proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 1; After business hours: 0; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-17
• S63 Uniform Securities Agent State Law Examination
  1987-08-26