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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2016-04-01 |
| TX | RA | APPROVED_RES | 2014-12-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | New York | NY | 12/2014 | Present |
(1)Name of Business: Address: 340 East 57th Street Apt # 12D , New York , NY, 10022, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/17/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have written a fictional historical novel
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-23 |
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