Christopher Paul Roozendaal

Employer firm

Tribeca Financial, LLC CRD 113245

$248M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• SOLICITATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Rich Financial Group
  Phoenix, AZ
• 01/1999 → Present
  Tribeca Financial, Llc
  Mesa, AZ

Previous Registrations

• 2009-04-09 → 2011-12-31
  Tribeca Advisors, Llc
  Mesa, AZ
• 2007-11-02 → 2009-11-04
  Tribeca Financial, Llc
  Mesa, AZ

Other Businesses

1. RICH FINANCIAL GROUP, LLC; NOT INVESTMENT-RELATED; START: 02/2002; 3254 E. CACTUS ROAD PHOENIX, AZ 85032; FINANCIAL PLANNING / INSURANCE SALES; OWNER / PRINCIPAL; FULL TIME. 2. INDEPENDENT INSURANCE AGENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-18

Other Names

• Christopher P Roozendaal