Spencer R. Mann

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 01/2025
  Ameriprise Financial Services, Llc
  Camp Hill, PA
• 09/2016 → Present
  Panthurr (Self-Employed)
  Brooklyn, NY
• 08/2010 → Present
  Ess Kay Yards Marina
  Brewerton, NY
• 01/2025 → 06/2025
  Iron Birch Advisors
  New York, NY
• 09/2025 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 09/2025 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2025-02-07 → 2025-07-08
  Ameriprise Financial Services, Llc
  Mechanicsburg, PA
  New Cumberland, PA

Other Businesses

Entity Name: Panthurr (Self-Employed) Investment related: No Address: Private Residence Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 09/05/2016 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I make digital music as a hobby and have my music on streaming websites & apps like Spotify, Soundcloud, Bandcamp, iTunes, etc. those streams generate royalties that are paid out to me collectively at the end of each month. There is no connection to JPMorganChase and it is NOT similar to my firm role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-13
• S63 Uniform Securities Agent State Law Examination
  2024-11-25

Other Names

• Spencer Ray Mulhearn
• Spencer Ray Mann