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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| RI | RA | APPROVED | 2025-01-08 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Warwick | RI | 08/2024 | Present |
| Massmutual Life Insurance Co | Warwick | RI | 08/2024 | Present |
| Quidnessett Country Club | North Kingstown | RI | 05/2021 | 08/2023 |
| Marshalls | North Kingstown | RI | 07/2018 | 01/2021 |
| University Of Tampa | Tampa | FL | 08/2020 | 05/2024 |
| Unemployed | North Kingstown | RI | 08/2014 | 06/2018 |
NAME: NICHOLAS FERRIE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/21/2026 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-22 |
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