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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-29 |
| TN | RA | APPROVED | 2025-08-06 |
Branch Locations
3102 West End Avenue Suite 700, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Nashville | TN | 08/2024 | Present |
| Cool Springs Wine & Spirits | Nashville | TN | 12/2023 | 06/2024 |
| Fourth Capital Bank | Nashville | TN | 08/2021 | 11/2023 |
| Radnor Wine & Spirits | Nashville | TN | 10/2016 | 06/2022 |
| Ohio Wesleyan University | Delaware | OH | 08/2017 | 05/2021 |
| Music City Saints | Nashville | TN | 06/2018 | 08/2020 |
| Montgomery Bell Academy | Nashville | TN | 06/2012 | 07/2018 |
| Outdoor Lighting Perspectives | Nashville | TN | 06/2018 | 08/2018 |
1. Montgomery Bell Academy; 4001 Harding Pike Nashville TN 37205; Middle and High School; Color Commentator for the football team; Broadcast the football games on Friday nights in the fall; 4 hrs/week; not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-04 |
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