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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-11
  • NY RA
    APPROVED
    Since 2025-06-11

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2024 06/2025
Hilton Melbourne FL 02/2024 03/2024
Petes Park Place Tavern Bronxville NY 08/2023 Present
Sand On The Beach Melbourne Beach FL 03/2024 04/2024
Unemployed Yonkers NY 04/2024 06/2024
Unemployed Yonkers NY 09/2022 02/2024
Omd Usa New York NY 06/2022 08/2022
Unemployed Yonkers NY 10/2020 05/2022
Charlies Pier Restaurant And Tiki Bar Rye NY 06/2020 09/2020
Unemployed Yonkers NY 10/2019 05/2020
American Yacht Club Rye NY 05/2016 09/2019
Unemployed Yonkers NY 07/2014 06/2016
Oppenheimer & Co. Inc. New York NY 06/2025 Present
  • 07/2024 → 06/2025
    New York, NY
  • 02/2024 → 03/2024
    Hilton
    Melbourne, FL
  • 08/2023 → Present
    Petes Park Place Tavern
    Bronxville, NY
  • 03/2024 → 04/2024
    Sand On The Beach
    Melbourne Beach, FL
  • 04/2024 → 06/2024
    Unemployed
    Yonkers, NY
  • 09/2022 → 02/2024
    Unemployed
    Yonkers, NY
  • 06/2022 → 08/2022
    Omd Usa
    New York, NY
  • 10/2020 → 05/2022
    Unemployed
    Yonkers, NY
  • 06/2020 → 09/2020
    Charlies Pier Restaurant And Tiki Bar
    Rye, NY
  • 10/2019 → 05/2020
    Unemployed
    Yonkers, NY
  • 05/2016 → 09/2019
    American Yacht Club
    Rye, NY
  • 07/2014 → 06/2016
    Unemployed
    Yonkers, NY
  • 06/2025 → Present
    New York, NY
Previous Registrations
Other Businesses

PETES PARK PLACE TAVERN-18-20 PARK PL, BRONXVILLE, NY 10708. NOT INVESTMENT RELATED. WORK AS A BARTENDER ON WEEKENDS (APPROXIMATELY 40 HOURS PER MONTH, NON-DURING SECURITIES TRADING HOURS). EMPLOYMENT BEGAN AUGUST 2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30

View on SEC IAPD

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