Bhavesh Sangem

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-12-23

NY RA
APPROVED

Since 2024-12-23

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc	New York	NY	10/2024	Present
Credit Suisse Securities Usa Llc	New York	NY	06/2023	09/2024
Credit Suisse Ag, Singapore Branch	Singapore		08/2017	06/2023
Credit Suisse Business Analytics (India) Private Limited	Mumbai		09/2014	08/2017

10/2024 → Present

Ubs Financial Services, Inc

New York, NY
06/2023 → 09/2024

Credit Suisse Securities Usa Llc

New York, NY
08/2017 → 06/2023

Credit Suisse Ag, Singapore Branch

Singapore
09/2014 → 08/2017

Credit Suisse Business Analytics (India) Private Limited

Mumbai

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-23

S66 Uniform Combined State Law Examination

2024-12-23

Designations

View on SEC IAPD

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