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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-10 |
| MD | RA | APPROVED | 2025-10-09 |
| NY | RA | APPROVED | 2025-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 09/2025 | Present |
| J.P. Morgan Securities Llc | New York | NY | 09/2025 | Present |
| Equitable Advisors, Llc | Woodbridge | NJ | 07/2024 | 09/2025 |
| Equitable Financial Life Insurance | Woodbridge | NJ | 08/2024 | 08/2025 |
| The Oak Corner Llc | Weehawken | NJ | 02/2025 | 03/2025 |
| Unemployed | Weehawken | NJ | 06/2024 | 06/2024 |
| Njit Investment Fund | Newark | NJ | 02/2024 | 05/2024 |
| Unemployed | Newark | NJ | 07/2023 | 01/2024 |
| Sonali Bioplastics | San Jose | CA | 02/2022 | 06/2023 |
| Unemployed | Karachi | 10/2021 | 01/2022 | |
| Mybook Qatar | Doha | 07/2021 | 09/2021 | |
| Unemployed | Karachi | 09/2015 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-13 |
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