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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-20 |
Branch Locations
3001 78Th Ave Se, Mercer Island, WA 98040 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 07/2024 | Present |
| Wells Fargo Bank, Na | Bellevue | WA | 02/2023 | Present |
| Unemployed | Bothell | WA | 06/2020 | 04/2022 |
| Travelex Currency Services | Bellevue | WA | 02/2017 | 06/2020 |
| Unemployed | Tehran | 11/2015 | 02/2017 | |
| Elegant Harmony Building Material | Bothell | WA | 04/2022 | Present |
ELEGANT HARMONY BUILDING MATERIAL LLC, NOT INV RELATED, BOTHELL, WA, 50% OWNERSHIP, START 4/1/22, 20 HRS PER MONTH, 0 HRS DURING TRADING, SELLING BUILDING MATERIAL;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-25 |
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