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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-07
NC RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-07
  • NC RA
    APPROVED
    Since 2024-11-06

Branch Locations

205 2Nd St Nw, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hickory NC 07/2024 Present
Shehan Landscaping Granite Falls NC 05/2020 07/2024
Tinder Box/ Cassco Of Nc Charlotte NC 09/2022 04/2024
Lenoir Golf Club Lenoir NC 06/2018 07/2019
University Of North Carolina At Charlotte Charlotte NC 08/2019 05/2024
South Caldwell High School Hudson NC 08/2015 06/2019
Bank Of America, N.A. Hickory NC 08/2024 Present
  • 07/2024 → Present
    Hickory, NC
  • 05/2020 → 07/2024
    Shehan Landscaping
    Granite Falls, NC
  • 09/2022 → 04/2024
    Tinder Box/ Cassco Of Nc
    Charlotte, NC
  • 06/2018 → 07/2019
    Lenoir Golf Club
    Lenoir, NC
  • 08/2019 → 05/2024
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2015 → 06/2019
    South Caldwell High School
    Hudson, NC
  • 08/2024 → Present
    Bank Of America, N.A.
    Hickory, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
  • S66 Uniform Combined State Law Examination
    2024-11-05

View on SEC IAPD

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