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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-17
  • IA RA
    APPROVED
    Since 2024-09-17

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woosley Landscaping & Mowing Indianola IA 05/2013 05/2019
Platinum Supplemental Insurance Dubuque IA 05/2019 07/2024
Principal Life Insurance Company West Des Moines IA 07/2024 Present
Principal Securities, Inc. West Des Moines IA 07/2024 Present
Dc Retirement Strategies West Des Moines IA 10/2024 Present
  • 05/2013 → 05/2019
    Woosley Landscaping & Mowing
    Indianola, IA
  • 05/2019 → 07/2024
    Platinum Supplemental Insurance
    Dubuque, IA
  • 07/2024 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 07/2024 → Present
    West Des Moines, IA
  • 10/2024 → Present
    Dc Retirement Strategies
    West Des Moines, IA
Other Businesses

**DC RETIREMENT STRATEGIES (DBA) POSITION: Financial Representative NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: DBA Marketing name **FIXED INSURANCE POSITION: Registered Representative NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 40 START DATE: 10/1/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits. **WOOSLEY CAPITAL LLC POSITION: Owner NATURE: Owner of LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2020 ADDRESS: 4425 Mills Civic Pkwy Unit 1405, West Des Moines Iowa 50265 DESCRIPTION: Sole Owner, established with the purpose of limiting liability for my person, separate assets, and allow for easier tax filing. **INDIANOLA YOUNG PROFESSIONALS POSITION: Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2025 ADDRESS: 110 N Howard St, Indianola IA 50125, United States DESCRIPTION: Committee Member, help bring ideas & plan events that help grow networks for the individuals involved, give back to the community, and create community involvement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-14
  • S66 Uniform Combined State Law Examination
    2024-09-14

View on SEC IAPD

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