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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-17 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woosley Landscaping & Mowing | Indianola | IA | 05/2013 | 05/2019 |
| Platinum Supplemental Insurance | Dubuque | IA | 05/2019 | 07/2024 |
| Principal Life Insurance Company | West Des Moines | IA | 07/2024 | Present |
| Principal Securities, Inc. | West Des Moines | IA | 07/2024 | Present |
| Dc Retirement Strategies | West Des Moines | IA | 10/2024 | Present |
**DC RETIREMENT STRATEGIES (DBA) POSITION: Financial Representative NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: DBA Marketing name **FIXED INSURANCE POSITION: Registered Representative NATURE: Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 40 START DATE: 10/1/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits. **WOOSLEY CAPITAL LLC POSITION: Owner NATURE: Owner of LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2020 ADDRESS: 4425 Mills Civic Pkwy Unit 1405, West Des Moines Iowa 50265 DESCRIPTION: Sole Owner, established with the purpose of limiting liability for my person, separate assets, and allow for easier tax filing. **INDIANOLA YOUNG PROFESSIONALS POSITION: Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2025 ADDRESS: 110 N Howard St, Indianola IA 50125, United States DESCRIPTION: Committee Member, help bring ideas & plan events that help grow networks for the individuals involved, give back to the community, and create community involvement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-14 |
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