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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-17 |
| NC | RA | APPROVED | 2025-09-16 |
Branch Locations
1611 Jones Franklin Road Suite 109, Raleigh, NC 27606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prometheus Group | Raleigh | NC | 01/2024 | 04/2024 |
| North Carolina State University | Raleigh | NC | 08/2020 | 12/2023 |
| Nash County Public Schools | Rocky Mount | NC | 01/2013 | 07/2020 |
| Modern Woodmen Of America | Rock Island | IL | 06/2024 | Present |
| Mwa Financial Services Inc. | Rock Island | IL | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-04 |
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