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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-31 |
| CT | RA | APPROVED | 2026-03-31 |
| NJ | RA | APPROVED | 2026-03-31 |
| NY | RA | APPROVED | 2026-03-31 |
| TX | RA | APPROVED | 2026-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 03/2026 | Present |
| Nylife Securities Llc | New York | NY | 09/2025 | 03/2026 |
| New York Life Insurance Company | New York | NY | 09/2025 | 03/2026 |
| Equitable Advisors Llc | New York | NY | 08/2024 | 09/2025 |
| Unemployed | Little Neck | NY | 11/2023 | 07/2024 |
| Philippine Dealing & Exchange Corp. (Pdex) | Makati City | 01/2022 | 10/2023 | |
| Rml Business Managers Opc | Makati City | 07/2019 | 12/2021 | |
| Securities & Exchange Commission Philippines (Sec Ph) | Makati City | 01/2017 | 07/2019 | |
| Unemployed | Muntinlupa City | 11/2016 | 12/2016 | |
| Integreon Philippines | Makati City | 02/2014 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-16 |
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