David Wheeler

Current Employers

Employment History

• 12/2006 → 06/2018
  Manzanita Outfitters
  Prescott, AZ
• 02/2019 → 12/2023
  Pangea Bakery
  Prescott, AZ
• 01/2024 → 10/2024
  Unemployed
  Prescott, AZ
• 10/2024 → Present
  Independent Financial Group Llc
  Prescott, AZ
• 06/2018 → 02/2019
  Unemployed
  Prescott, AZ

Other Businesses

VERDANT FINANCIAL ADVISORS LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2024 ADDRESS: 2180 W. Jockey Path, Prescott AZ 86305, United States DESCRIPTION: General Management, Accounting / bookkeeping ANN MCCARTY POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2025 ADDRESS: 1626 N. Litchfield Road #280, Goodyear AZ 85395, United States DESCRIPTION: The referenced client, Ms. Ann M McCarty is a long time family friend who I, and My wife have been looking after for over 10 years. Ann currently lives on our property in our guest house and we help her with some basic living tasks. I have been handling her financial affairs for some time now to relieve her of the burden of keeping up with her various accounts and investments. Now that I am a registered representative of IFG (as of 02/03/2024) Ann has asked me to act as her financial advisor and open accounts for her at IFG into which she would like to transfer her assets. She further asked that I, David Wheeler and my wife Janet Wheeler be listed as primary beneficiaries on her accounts. Additionally, Ann has no living relatives and has established a trust which names my wife as primary beneficiary and further grants her financial and medical powers of attorney. In essence, we have become her only family. I am requesting a review of these circumstances and to be allowed honor Ann's request to add myself and my wife as primary beneficiaries to Ms. McCarty's accounts at IFG. You will note that I began creating an account application for Ann which lists my wife as beneficiary but halted the process when the beneficiary issue was discovered. The account is not opened and application has not been signed thus no assets have transferred. VERDANT FINANCIAL ADVISORS LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/14/2024 ADDRESS: 1129 Iron Springs Road, Suite 107, Prescott AZ 86305, United States DESCRIPTION: Soliciting new clients Providing investment advice Providing financial planning

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-12-03
• S65 Uniform Investment Adviser Law Examination
  2024-07-30

Other Names

• David A Wheeler