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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-03-10
FL RA APPROVED 2022-02-11
  • RI RA
    APPROVED
    Since 2022-03-10
  • FL RA
    APPROVED
    Since 2022-02-11

Branch Locations

301 Metro Center Blvd Ste 202, Warwick, RI 02886 • United States

Delray, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Providence RI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Providence RI 11/2016 02/2022
Wells Fargo Advisors Financial Network, Llc Warwick RI 02/2022 Present
Previous Registrations
  • 2011-01-13 → 2022-02-10
    Providence, RI
    Newport, RI
    Highland Beach, FL
  • 2009-06-01 → 2011-01-24
    Providence, RI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Providence, RI
  • 2002-02-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Providence, RI
    Providence, RI
Other Businesses

DREWNIAK WEALTH MANAGEMENT, LLC; INV. RELATED; WARWICK,RI; 100% OWNERSHIP; START DATE 02/16/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 6.5; OPERATING ACCT FOR FINET PRACTICE. COASTAL CAPITAL, LLC; INV. RELATED; WARWICK,RI; 33.3% OWNERSHIP; START DATE 02/16/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; OPERATING ACCT FOR FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-12
S65 Uniform Investment Adviser Law Examination 1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
Other Names
  • Sean Peter Drewniak
  • Sean P Drewniak
  • Sean Peter Drewniak

View on SEC IAPD

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