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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-28 |
Branch Locations
3101 Glenwood Avenue Suite 103, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 06/2024 | 11/2024 |
| Centegix | Atlanta | NC | 09/2022 | 12/2022 |
| Broughton High School | Raleigh | NC | 07/2014 | 05/2018 |
| Campbell University | Raleigh | NC | 08/2022 | 12/2023 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2018 | 05/2022 |
| Bantam Pharmaceutical | Durham | NC | 06/2022 | 08/2022 |
| American Dream Residential | Raleigh | NC | 05/2021 | 08/2021 |
| Perry Planning Group | Wendell | NC | 06/2019 | 08/2020 |
| Stifel | Pinehurst | NC | 06/2016 | 08/2018 |
| Unemployed | Raleigh | NC | 01/2024 | 05/2024 |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | 08/2025 |
| Osaic | Raleigh | NC | 08/2025 | Present |
1. CAPITOL FINANCIAL SOLUTIONS POSITION: Client Solutions Specialist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/02/2025 ADDRESS: 8816 Six Forks Rd Suite 301, Raleigh NC 27615, United States DESCRIPTION: I am an assistant to Financial Professionals of the Firm and assist them with their business. 2. FIDELITY CAPITAL MANAGEMENT, INC POSITION: Client Solutions Specialist NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2026 ADDRESS: 3101 Glenwood Avenue STE 103, Raleigh NC 27612, United States DESCRIPTION: I am a registered assistant to Financial Professionals of the Firm and assist them with their business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-15 |
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