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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-28
  • NC RA
    APPROVED
    Since 2025-08-28

Branch Locations

3101 Glenwood Avenue Suite 103, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Charlotte NC 06/2024 11/2024
Centegix Atlanta NC 09/2022 12/2022
Broughton High School Raleigh NC 07/2014 05/2018
Campbell University Raleigh NC 08/2022 12/2023
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2018 05/2022
Bantam Pharmaceutical Durham NC 06/2022 08/2022
American Dream Residential Raleigh NC 05/2021 08/2021
Perry Planning Group Wendell NC 06/2019 08/2020
Stifel Pinehurst NC 06/2016 08/2018
Unemployed Raleigh NC 01/2024 05/2024
Lpl Enterprise, Llc Charlotte NC 11/2024 08/2025
Osaic Raleigh NC 08/2025 Present
  • 06/2024 → 11/2024
    Pruco Securities, Llc.
    Charlotte, NC
  • 09/2022 → 12/2022
    Centegix
    Atlanta, NC
  • 07/2014 → 05/2018
    Broughton High School
    Raleigh, NC
  • 08/2022 → 12/2023
    Campbell University
    Raleigh, NC
  • 08/2018 → 05/2022
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 06/2022 → 08/2022
    Bantam Pharmaceutical
    Durham, NC
  • 05/2021 → 08/2021
    American Dream Residential
    Raleigh, NC
  • 06/2019 → 08/2020
    Perry Planning Group
    Wendell, NC
  • 06/2016 → 08/2018
    Stifel
    Pinehurst, NC
  • 01/2024 → 05/2024
    Unemployed
    Raleigh, NC
  • 11/2024 → 08/2025
    Charlotte, NC
  • 08/2025 → Present
    Osaic
    Raleigh, NC
Previous Registrations
Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Client Solutions Specialist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/02/2025 ADDRESS: 8816 Six Forks Rd Suite 301, Raleigh NC 27615, United States DESCRIPTION: I am an assistant to Financial Professionals of the Firm and assist them with their business. 2. FIDELITY CAPITAL MANAGEMENT, INC POSITION: Client Solutions Specialist NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2026 ADDRESS: 3101 Glenwood Avenue STE 103, Raleigh NC 27612, United States DESCRIPTION: I am a registered assistant to Financial Professionals of the Firm and assist them with their business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-15
  • S66 Uniform Combined State Law Examination
    2024-10-15

View on SEC IAPD

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