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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-08
OH RA APPROVED 2026-05-22
OR RA APPROVED 2026-05-22
NV RA APPROVED 2026-01-16
VA RA APPROVED 2026-01-16
PA RA APPROVED 2025-11-14
FL RA APPROVED 2025-09-30
NJ RA APPROVED 2025-09-30
CA RA APPROVED 2025-09-29
CO RA APPROVED 2025-09-29
NY RA APPROVED 2025-09-18
  • TX RA
    APPROVED
    Since 2026-06-08
  • OH RA
    APPROVED
    Since 2026-05-22
  • OR RA
    APPROVED
    Since 2026-05-22
  • NV RA
    APPROVED
    Since 2026-01-16
  • VA RA
    APPROVED
    Since 2026-01-16
  • PA RA
    APPROVED
    Since 2025-11-14
  • FL RA
    APPROVED
    Since 2025-09-30
  • NJ RA
    APPROVED
    Since 2025-09-30
  • CA RA
    APPROVED
    Since 2025-09-29
  • CO RA
    APPROVED
    Since 2025-09-29
  • NY RA
    APPROVED
    Since 2025-09-18

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Cold Spring Harbor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company New York NY 07/2024 Present
Blinkrx New York NY 01/2024 04/2024
No Nerds, No Problem New York NY 02/2023 01/2024
Coinbase New York NY 11/2021 01/2023
Twitter New York NY 09/2017 11/2021
Jw Player New York NY 06/2016 09/2017
Park Avenue Securities New York NY 06/2025 Present
Guardian Life Insurance Company Cold Spring Harbor NY 07/2024 Present
Park Avenue Securities Cold Spring Harbor NY 06/2025 Present
  • 07/2024 → Present
    Guardian Life Insurance Company
    New York, NY
  • 01/2024 → 04/2024
    Blinkrx
    New York, NY
  • 02/2023 → 01/2024
    No Nerds, No Problem
    New York, NY
  • 11/2021 → 01/2023
    Coinbase
    New York, NY
  • 09/2017 → 11/2021
    Twitter
    New York, NY
  • 06/2016 → 09/2017
    Jw Player
    New York, NY
  • 06/2025 → Present
    Park Avenue Securities
    New York, NY
  • 07/2024 → Present
    Guardian Life Insurance Company
    Cold Spring Harbor, NY
  • 06/2025 → Present
    Park Avenue Securities
    Cold Spring Harbor, NY
Other Businesses

1) Gotham Gators-VP of Networking,, Nature of Business: NYC alumni chapter for the University of Florida, Start date: 07/01/2025, Address: 7 Poplar Pl, Cold Spring Harbor, NY 11724, Duties: Board member, 3 total hours per month; 0 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03

View on SEC IAPD

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