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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-09-25
  • IA RA
    APPROVED
    Since 2024-09-25

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associate Staffing Clive IA 06/2024 09/2024
Principal Securities, Inc. Waukee IA 06/2024 Present
S & S Employment Partners West Des Moines IA 03/2024 05/2024
Fridley Theatres West Des Moines IA 08/2023 03/2024
Unemployed West Des Moines IA 06/2023 08/2023
Tmc Transportation Des Moines IA 04/2023 06/2023
Unemployed West Des Moines IA 02/2023 04/2023
Truckers Insurance Associates West Des Moines IA 11/2021 02/2023
Unemployed West Des Moines IA 09/2021 11/2021
Aston Carter (Aerotek) West Des Moines IA 08/2021 09/2021
Unemployed West Des Moines IA 07/2021 08/2021
Premier Roofing Johnston IA 06/2021 07/2021
Unemployed West Des Moines IA 05/2021 06/2021
American Fence Company Johnston IA 05/2021 05/2021
Unemployed West Des Moines IA 02/2021 05/2021
Information Providers Inc Urbandale IA 02/2019 02/2021
Celebrity Staffing West Des Moines IA 08/2018 01/2019
Unemployed West Des Moines IA 07/2018 08/2018
Pekin Community School District 108 Pekin IL 01/2018 07/2018
College (Robert Morris University) Peoria IL 07/2014 04/2018
Envoy Airlines Peoria IL 08/2017 12/2017
Pekin Union Mission Pekin IL 05/2015 07/2017
Principal Advised Services Des Moines IA 08/2024 Present
Principal Life Insurance Company Waukee IA 09/2024 Present
  • 06/2024 → 09/2024
    Associate Staffing
    Clive, IA
  • 06/2024 → Present
    Principal Securities, Inc.
    Waukee, IA
  • 03/2024 → 05/2024
    S & S Employment Partners
    West Des Moines, IA
  • 08/2023 → 03/2024
    Fridley Theatres
    West Des Moines, IA
  • 06/2023 → 08/2023
    Unemployed
    West Des Moines, IA
  • 04/2023 → 06/2023
    Tmc Transportation
    Des Moines, IA
  • 02/2023 → 04/2023
    Unemployed
    West Des Moines, IA
  • 11/2021 → 02/2023
    Truckers Insurance Associates
    West Des Moines, IA
  • 09/2021 → 11/2021
    Unemployed
    West Des Moines, IA
  • 08/2021 → 09/2021
    Aston Carter (Aerotek)
    West Des Moines, IA
  • 07/2021 → 08/2021
    Unemployed
    West Des Moines, IA
  • 06/2021 → 07/2021
    Premier Roofing
    Johnston, IA
  • 05/2021 → 06/2021
    Unemployed
    West Des Moines, IA
  • 05/2021 → 05/2021
    American Fence Company
    Johnston, IA
  • 02/2021 → 05/2021
    Unemployed
    West Des Moines, IA
  • 02/2019 → 02/2021
    Information Providers Inc
    Urbandale, IA
  • 08/2018 → 01/2019
    Celebrity Staffing
    West Des Moines, IA
  • 07/2018 → 08/2018
    Unemployed
    West Des Moines, IA
  • 01/2018 → 07/2018
    Pekin Community School District 108
    Pekin, IL
  • 07/2014 → 04/2018
    College (Robert Morris University)
    Peoria, IL
  • 08/2017 → 12/2017
    Envoy Airlines
    Peoria, IL
  • 05/2015 → 07/2017
    Pekin Union Mission
    Pekin, IL
  • 08/2024 → Present
    Des Moines, IA
  • 09/2024 → Present
    Principal Life Insurance Company
    Waukee, IA
Other Businesses

**PRINCIPAL BANK POSITION: AVP - Advice, Education, & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
  • S66 Uniform Combined State Law Examination
    2024-08-23
Other Names
  • Cole Metzler

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