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Inactive

Robert Ray Peters

Awm Capital, LLC

Pasadena, CA

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Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-15
TX RA APPROVED 2024-07-15
  • CA RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED
    Since 2024-07-15

Branch Locations

87 East Green Street, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Nationwide Spokane WA 08/2023 01/2024
George Brown Sports Club Clovis CA 09/2023 01/2024
Student-Athlete Fresno CA 08/2017 12/2023
Southern Hills Tulsa OK 05/2017 08/2017
Jenks High School Jenks OK 08/2013 05/2017
Awm Capital, Llc Pasadena CA 02/2024 Present
  • 08/2023 → 01/2024
    Retirement Nationwide
    Spokane, WA
  • 09/2023 → 01/2024
    George Brown Sports Club
    Clovis, CA
  • 08/2017 → 12/2023
    Student-Athlete
    Fresno, CA
  • 05/2017 → 08/2017
    Southern Hills
    Tulsa, OK
  • 08/2013 → 05/2017
    Jenks High School
    Jenks, OK
  • 02/2024 → Present
    Awm Capital, Llc
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-06
  • S65 Uniform Investment Adviser Law Examination
    2024-07-06
Other Names
  • Robbie Peters

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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