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Sean Philip Richardson

Awm Capital, LLC

Pasadena, CA

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Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-19
TX RA APPROVED 2024-07-19
  • CA RA
    APPROVED
    Since 2024-07-19
  • TX RA
    APPROVED
    Since 2024-07-19

Branch Locations

87 East Green Street Suite 206, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student San Marino CA 06/2014 06/2021
Whittier Trust Company South Pasadena CA 06/2021 08/2021
Grinnell College Grinnell IA 01/2022 05/2022
Grinnell College Grinnell IA 03/2022 05/2023
Whittier Trust Company South Pasadena CA 06/2022 08/2022
Citizens Business Bank Ontario CA 06/2023 08/2023
Unemployed San Marino CA 08/2023 06/2024
Unemployed San Marino CA 08/2021 01/2022
Awm Capital, Llc Pasadena CA 06/2024 Present
  • 06/2014 → 06/2021
    Student
    San Marino, CA
  • 06/2021 → 08/2021
    Whittier Trust Company
    South Pasadena, CA
  • 01/2022 → 05/2022
    Grinnell College
    Grinnell, IA
  • 03/2022 → 05/2023
    Grinnell College
    Grinnell, IA
  • 06/2022 → 08/2022
    Whittier Trust Company
    South Pasadena, CA
  • 06/2023 → 08/2023
    Citizens Business Bank
    Ontario, CA
  • 08/2023 → 06/2024
    Unemployed
    San Marino, CA
  • 08/2021 → 01/2022
    Unemployed
    San Marino, CA
  • 06/2024 → Present
    Awm Capital, Llc
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-21
  • S65 Uniform Investment Adviser Law Examination
    2024-06-21
Other Names
  • Sean Phillip Richardson

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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