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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED | 2024-09-06 |
Branch Locations
270 Park Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2024 | Present |
| The Parker Tucson | Tucson | AZ | 10/2022 | 11/2023 |
| Jpmorgan Chase Bank | New York | NY | 06/2023 | 08/2023 |
| Wells Fargo | Scottsdale | AZ | 06/2022 | 07/2022 |
| Scottsdale Hand And Foot Spa | Scottsdale | AZ | 06/2019 | 08/2021 |
| Silver Williams & Ford Tax, Llc | Scottsdale | AZ | 05/2021 | 08/2021 |
| Arrivederchi Ristorante | Scottsdale | AZ | 05/2021 | 08/2021 |
| Board & Brush Creative Studio | Scottsdale | AZ | 05/2018 | 05/2019 |
| The University Of Arizona | Tucson | AZ | 08/2020 | 05/2024 |
| Swftax Llc | Scottsdale | AZ | 06/2021 | 12/2022 |
| Unemployed | Tucson | AZ | 12/2023 | 06/2024 |
| Unemployed | Scottsdale | AZ | 07/2014 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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