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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-23
  • MA RA
    APPROVED
    Since 2026-04-23

Branch Locations

324 Grove Street, Worcester, MA 01605 • United States

208 Bonnet Street, Manchester Center, VT 05255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joyce Landscaping Marstones Mills MA 05/2022 08/2023
The Annex Club Tampa FL 05/2024 06/2024
Archstone Financial Worcester MA 07/2024 07/2025
University Of Massachusetts - Boston Dorchester MA 09/2021 05/2025
Pizza Wave Marstons Mills MA 05/2020 08/2023
Self-Employed Barnstable MA 04/2020 08/2021
The Landing Cafe Hyannis MA 06/2021 08/2021
Barnstable High School Barnstable MA 08/2016 05/2021
Archstone Financial Worcester MA 07/2025 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2026 Present
  • 05/2022 → 08/2023
    Joyce Landscaping
    Marstones Mills, MA
  • 05/2024 → 06/2024
    The Annex Club
    Tampa, FL
  • 07/2024 → 07/2025
    Archstone Financial
    Worcester, MA
  • 09/2021 → 05/2025
    University Of Massachusetts - Boston
    Dorchester, MA
  • 05/2020 → 08/2023
    Pizza Wave
    Marstons Mills, MA
  • 04/2020 → 08/2021
    Self-Employed
    Barnstable, MA
  • 06/2021 → 08/2021
    The Landing Cafe
    Hyannis, MA
  • 08/2016 → 05/2021
    Barnstable High School
    Barnstable, MA
  • 07/2025 → Present
    Archstone Financial
    Worcester, MA
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ARCHSTONE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ASSIST THE ADVISORS IN PROVIDING FINANCIAL SERVICES TO THEIR CLIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-08
  • S66 Uniform Combined State Law Examination
    2026-04-08

View on SEC IAPD

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