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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-19 |
| TX | RA | APPROVED_RES | 2019-04-01 |
Branch Locations
100 Front St Ste 1900, Worcester, MA 01608 • United States
130 Turner St Ste 800, Waltham, MA 02453 • United States
9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wellesley Hills | MA | 10/2008 | Present |
| Bank Of America,N.A. | Wellesley Hills | MA | 06/2011 | Present |
| Wells Fargo Clearing Services Llc | Wellesley | MA | 03/2019 | Present |
CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, SUDBURY, MA, START: 7/16/1990, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-12 |
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