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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| DE | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
8500 Menaul Blvd Ne Ste A300, Albuquerque, NM 87112-2282 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Albuquerque | NM | 05/1999 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Albuquerque | NM | 11/2000 | Present |
| Worth Financial Planning | Albuquerque | NM | 01/2009 | Present |
| Carol Sarracino | Albuquerque | NM | 06/2010 | Present |
| Lpl Financial Llc | Albuquerque | NM | 07/2021 | Present |
1) 1/2006 - Business Entity For Tax/Investment Purposes Only - Worth Financial Planning - Not Investment Related - 2 hr/mon - Albuquerque, NM 87122 2) 7/2021 - Non-Variable Insurance - Bryan Sarracino - Investment Related - Albuquerque, NM 87122
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-09 |
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