Best Investors Account Sign in
Inactive

Michelle Lea Phillips

Allworth Financial, L.P.

Folsom, CA

Albuquerque, NM

Claim This Profile
Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-06-17
  • NM RA
    APPROVED
    Since 2024-06-17

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

7601 Jefferson Street Ne Suite 360, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horter Investment Management, Llc Rio Rancho NM 04/2011 04/2020
Oxford Wealth Advisors Llc Rio Rancho NM 09/2010 12/2023
Townsquare Capital Rio Rancho NM 04/2020 06/2023
Portside Wealth Group Provo UT 04/2023 02/2024
Allworth Financial Albuquerque NM 06/2024 Present
Joanna Boothe State Farm Agency Rio Rancho NM 01/2024 05/2024
  • 04/2011 → 04/2020
    Horter Investment Management, Llc
    Rio Rancho, NM
  • 09/2010 → 12/2023
    Oxford Wealth Advisors Llc
    Rio Rancho, NM
  • 04/2020 → 06/2023
    Townsquare Capital
    Rio Rancho, NM
  • 04/2023 → 02/2024
    Portside Wealth Group
    Provo, UT
  • 06/2024 → Present
    Allworth Financial
    Albuquerque, NM
  • 01/2024 → 05/2024
    Joanna Boothe State Farm Agency
    Rio Rancho, NM
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-02
S63 Uniform Securities Agent State Law Examination 1989-06-12
  • S65 Uniform Investment Adviser Law Examination
    2000-06-02
  • S63 Uniform Securities Agent State Law Examination
    1989-06-12
Other Names
  • Michelle Garbercoffman
  • Michelle L Garber
  • Michelle Phillips
  • Michelle Lea Garbercoffman
  • Michelle Lea Coffman

View on SEC IAPD

More in Folsom, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor